BrokerHunter Weekly Update 12/7/21
December 7th, 2021
FINRA Makes Big Adjustments to CE Rules
By Melanie Waddell
What You Need to Know
- Those registered with FINRA must now complete continuing education requirements yearly instead of every three years.
The Financial Industry Regulatory Authority on Wednesday adopted changes to its continuing education (CE) and registration rules, which include, among other measures, requiring those registered with FINRA to complete continuing education requirements yearly instead of every three years.
Click here to read the full article from ThinkAdvisor!
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