May 18
BrokerHunter Weekly Update 5/18/21
May 18th, 2021
FINRA Provides Advice for BDs to Fight Fraud - By Jeff Berman
It is more important than ever for broker-dealers to be watchful for fraud and take the proper steps to combat it, including the filing of suspicious activity reports (SARs) when warranted, according to Greg Ruppert, head of National Cause and Financial Crimes Detection Programs at the Financial Industry Regulatory Authority.
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