Operations & Compliance Supervisor

September 21 2020

Immediate Supervisory role!

Series 24 with at least 5 years experience supervising retail advisors 

Must have knowledge in

  • General securities 
  • Mutual Funds
  • UIT
  • Equity
  • Bonds

The position will require an operational background to help cure advisor tasks/inquiries

Can work remotely!

APPLY NOW for immediate consideration!


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All questions are required

Do you have a current Series 24 license?

Do you have at least 5 years of direct supervisory experience?

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