Licensed Investments Sales Assistant
FIND YOUR PURPOSE. JOIN OUR MISSION
As one of the largest credit unions in the region and top performing in the nation, NASA Federal Credit Union members enjoy banking with an organization that's well established, financially sound and thrives on technology. With a strong heritage to serving the needs of individuals in the science, technology and engineering fields, the credit union philosophy of People Helping People has always been a priority.
We offer a generous benefit package:
- 401(k) match to 5% of earnings – immediate enrollment and 100% vesting Choice of two health plans – 80% employer contribution Dental – 85% employer contribution Life Insurance – no cost Long-term Disability Insurance – no cost Employee Assistance Program – no cost Paid vacation Paid sick time 10 Paid holidays Profit Sharing eligible
Typically, work hours are 8:00 am to 4:30 pm Monday thru Friday. The typical work week is 40 hours. Overtime may be required.
- The Licensed Sales Assistant is employed by NASA Federal Credit Union and registered through CFS , and as such is subject to the employment policies and rules of both organizations. The Licensed Sales Assistant provides support and coordinates client service activities for one or more Financial Representatives, Financial Advisors, and the Investment Program. Performs basic licensed duties in an effort to increase investment program growth.
- Calls clients and makes appointments for the Financial Representative or Advisor Takes orders from clients and places them with CFS for execution Performs administrative duties for the Financial Representative or Advisor, which may include: monitoring assigned emails and voicemails for follow-up items, and maintaining calendar of appointments for the Representative or Advisor Develops and maintains long-term relationships with clients. This position may be eligible to share in commissions produced by the Financial Representative/Advisor they are assigned to by mutual written agreement and approval by CUSO Financial Services.
Two years related experience in a support, sales, or administrative capacity (ideally in a bank/credit union environment).
CERTIFICATES, LICENSES, REGISTRATIONS
Series 6 (Investment Company and Variable Contracts Exam - Mutual Funds/Variable Ammenities)
Series 63 (Uniform Securities Agent State Law Exam)
Additional Licensing preferred: 7, 65 or 66, Life & Health preferred
All employees must disclose any criminal history with CUSO Financial Services, LP ("CFS"). All individuals will be fingerprinted, as mandated by the FINRA Books and Records rule.