Financial Advisor

Louisville, Kentucky
Commission and or Fee Based + Multiple Benefits That Outweigh Most Others!
April 03 2018

Build Your Business with Commonwealth Capital Management!

Does the idea of finally being an independent advisor without undue restrictions, quotas, or overbearing bureaucracy appeal to you? Do you want to call the shots in your independent practice? If so, let us show you how we assist advisors who want to move B/D’s or want to work with a team to leverage their future. Commonwealth Capital Management works to give advisors the ability to branch out on their own, or work locally with seasoned staff while building your book internally.

Our team at CCM is committed to partnering with entrepreneurial financial advisors who are looking to build and grow a lasting business. We will help assist you in building your book of business and align you with proper succession planning resources to protect your clients, your family, and your practice.


The ideal candidate will have at minimum of an undergraduate degree. The following licenses/designations are preferred:

  • FINRA Series 6/7 and 65/66
  • Life and Health License Optional
  • Willingness to pursue CFP® designation or other industry noted designations if desired to show ongoing continuing education within our industry


  • 5+ years of experience as a registered representative with a financial services firm.
  • Strong understanding of financial planning, products Including investments and Insurance.
  • Entrepreneurial advisor looking to grow and build their existing financial services practice.

Company Description

Commonwealth Capital Management, LLC (CCM) is a local independent, OSJ office with Cetera Advisor Networks. Louisville Business First named Commonwealth Capital Management as one of the top financial advisory firms in 2017* by the areas largest ranked on the number of local financial advisors.

With an open product platform including a comprehensive range of wealth management and financial planning needs, our highly trained registered staff can get you established quickly and efficiently. Our turn key approach allows for local back office support, office space, in-house marketing and many other conveniences to run and grow your business.

Apply below or learn more and request an information kit by going here:

This is not a salaried position, but compensation through commission and or fee based.


Commonwealth Capital Management, LLC is not affiliated with Indeed and is not responsible for Indeed's privacy or security policies. Commonwealth Capital Management, LLC does not endorse or adopt the content, products, advertising, advice, opinions, recommendations or other materials found on linked sites or posted by fans or third-parties. Nothing on this site shall constitute an offer, solicitation to purchase or sell a security or financial product or be deemed Investment or other advice. All financial and Investment Information found on this site and links to other sites are for Informational purposes only.

*Recognition from rating services or publications is no guarantee of future investment success. Working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance of results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluations.

Securities and Investment advisory services are offered through registered representatives and investment advisor representatives of Cetera Advisor Networks LLC, member FINRA/SIPC, a registered investment advisor. Cetera is under separate ownership from any other named entity.

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