Senior Compliance Analyst, VALIC Financial Advisor, Inc
American International Group, Inc. has an opportunity for a Senior Compliance Analyst, VALIC Financial Advisor, Inc. (VFA) in Houston, TX. This position will work with the business and members of Compliance to assist in the execution of the annual Compliance Plan program of VALIC Financial Advisor, Inc. (VFA). The qualified individual filling this position will be responsible for a variety of tasks supporting VFA under the direction of the Chief Compliance Officer.
• This position is responsible for
Monitoring & Testing (3012/3130)
Form ADV/Supplements & Form BD Filings
BA/BS or 3-5 years' experience
Series 7, 63/65 and 24 License
Experience in project management.
Experience in annuity products is preferred.
Implementation experience is preferred.
Candidate must be proficient at the following:
Verbal and written communications
Teamwork and leading teams
Microsoft Office products
American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today AIG member companies provide a wide range of property casualty insurance, life insurance, retirement products, and other financial services to customers in more than 80 countries and jurisdictions. These diverse offerings include products and services that help businesses and individuals protect their assets, manage risks and provide for retirement security. AIG common stock is listed on the New York Stock Exchange and the Tokyo Stock Exchange.
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