Senior Compliance Analyst, VALIC Financial Advisor, Inc

Company
AIG VALIC
Location
Houston, TX
Posted
August 02 2017
Industry
Insurance, Securities
Position Description:

American International Group, Inc. has an opportunity for a Senior Compliance Analyst, VALIC Financial Advisor, Inc. (VFA) in Houston, TX. This position will work with the business and members of Compliance to assist in the execution of the annual Compliance Plan program of VALIC Financial Advisor, Inc. (VFA). The qualified individual filling this position will be responsible for a variety of tasks supporting VFA under the direction of the Chief Compliance Officer.

POSITION RESPONSIBILITIES:

• This position is responsible for

  • Monitoring & Testing (3012/3130)

  • Form ADV/Supplements & Form BD Filings

  • Training/Awareness Programs

  • Regulatory Exams/Inquiries/Filings

  • Regulatory Liaison

  • Internal Investigations


Position Requirements:
  • BA/BS or 3-5 years' experience

  • Series 7, 63/65 and 24 License

  • Experience in project management.

  • Experience in annuity products is preferred.

  • Implementation experience is preferred.

  • Candidate must be proficient at the following:

  • Project management/organization

  • Verbal and written communications

  • Teamwork and leading teams

  • Microsoft Office products


About Us:

American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today AIG member companies provide a wide range of property casualty insurance, life insurance, retirement products, and other financial services to customers in more than 80 countries and jurisdictions. These diverse offerings include products and services that help businesses and individuals protect their assets, manage risks and provide for retirement security. AIG common stock is listed on the New York Stock Exchange and the Tokyo Stock Exchange.

Join our Talent Network at www.aig.com/talentnetwork. Additional information about AIG can be found at www.aig.com and www.aig.com/strategyupdate | YouTube: www.youtube.com/aig | Twitter: @AIGinsurance | LinkedIn: http://www.linkedin.com/company/aig. These references with additional information about AIG have been provided as a convenience, and the information contained on such websites is not incorporated by reference into this press release.


Notice Text:


Apply for Senior Compliance Analyst, VALIC Financial Advisor, Inc

Already uploaded your resume? Sign in to apply instantly

Apply

Upload from your computer

Or import from cloud storage

Your Resume must be a .doc, .pdf, .docx, .rtf, and no bigger than 1Mb


4000 characters left


By applying for a job listed on BROKERHUNTER.com you agree to our terms and conditions and privacy policy. You should never be required to provide bank account details. If you are, please email us.