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Date Job Title / Job Type Firm / Branch Location / City, ST
2/4/2012 Branch Manager
Manager-Branch/Sales
Olson,Cross & Alamo LLC New York-New York City
New York City, NY
Earnings Range/Type
Depends upon Experience
Min Years Reg
3
Min Education
Associates
Gross Prod
$150k to $200k
Min Assets
N/A
Required Registrations: Series 7, Series 63
Olson Cross & Alamo is seeking Elite Financial Advisors Olson, Cross & Alamo shares your passion for providing only the best advice to our clients. That is why we recruit the best Advisors and why we offer our Advisors the services, resources, tools . . . (click here to learn more)
2/4/2012 Internal Wholesale – Wealth Management
Wholesaler-Internal
Genworth Financial California-Los Angeles
Richmond, VA
Earnings Range/Type
Depends upon Experience
Min Years Reg
0
Min Education
Bachelors
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 65, Series 6 or 7
Facilitate and support the sales of Genworth Wealth Management products
GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. Genworth Financial Wealth Management, Inc. is dedicated to helping advisors build great businesses. We provide one of the most comprehensive fee-based investment management platforms in the industry, as well . . . (click here to learn more)
2/4/2012 Branch Manager, Sales Supervisor, Compliance
Manager-Branch/Sales
Aegis Capital Corp
New York
New York-New York City
New York, NY
Earnings Range/Type
$50k-$75k
Min Years Reg
2
Min Education
Bachelors
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 24, Series 7, Series 63
Aegis Capital Corp seeking a branch manager/supervisor for its NYC Office
Individual should have 2-5 years of minimum experience. Candidate should have strong communication skills, work well with other people, be able to evaluate and motivate. Must have high integrity. . . . (click here to learn more)
2/4/2012 Investment Advisors
Financial Advisor
Revere Securities Corp
Midtown Manhattan
New York-New York City
New York, NY
Earnings Range/Type
N/A
Min Years Reg
0
Min Education
High School
Gross Prod
$150k to $200k
Min Assets
N/A
Required Registrations: Series 7, Series 63
NOW IS THE TIME, not tomorrow, not next week or next month...
NOW IS THE TIME, not tomorrow, not next week or next month... Revere Securities Corp can offer you FREEDOM to grow YOUR business and allow you to focus on what YOU do best. Let Revere Securities Corp make you an offer to join our fast growing family . . . (click here to learn more)
2/3/2012 Compliance Officer
Compliance
Trustmont Financial Group, Inc. Pennsylvania-Pittsburgh
Greensburg, PA
Earnings Range/Type
Depends upon Experience
Min Years Reg
3
Min Education
High School
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 7, Series 63
Compliance Officer needed for a growing independent Broker/Dealer and Registered Investment Advisor.
Key Responsibilities: 1. Maintain WSP’s for the Broker/Dealer and RIA 2. Conduct Branch Office examinations 3. Review in-house account forms 4. Review and approve correspondence, presentations and marketing material 5. Manage and review alternative i . . . (click here to learn more)
2/3/2012 Accountant | CPA | Financial Securities Operations Principal (FINOP)
FINOP-Financial and Operations Principal
Valor Financial LLC B/D Wells Investments Inc. RIA
Winter Haven
Florida-Tampa/St Petersburg
Winter Haven, FL
Earnings Range/Type
Depends upon Experience
Min Years Reg
3
Min Education
Bachelors
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 27/28
Accountant | CPA | Financial Securities Operations Principal (FINOP)
Position: FINOP-Financial and Operations Principal Job Title: Chief Financial Officer Location: Tampa/St. Petersburg Earnings Range / Type: Depends upon Experience Job Description: Financial Officer. We are looking for an experienced FINOP and/or ACC . . . (click here to learn more)
2/3/2012 Financial Planner
Financial Advisor
Edelman Financial
San Francisco area
California-Bay Area
San Francisco, CA
Earnings Range/Type
Depends upon Experience
Min Years Reg
5
Min Education
Bachelors
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 7, Insurance Life, Accident and Health
Edelman Financial Services LLC, one of the largest and best-known financial planning and investment advisory firms in the country, is seeking skilled Financial Planners to join our firm in our San Francisco area office.
Our firm is 25 years old, has 75 advisors and more than 200 support staff serving 16,000 clients with $6.8 billion in assets. We are attracting more new clients and assets every day — hundreds of people call us each week, having heard of us through o . . . (click here to learn more)
2/3/2012 IT Business Tech Specialist Demand Management
Information Technology
Citigroup Florida-Jacksonville
Jacksonville, Florida
Earnings Range/Type
Depends upon Experience
Min Years Reg
0
Min Education
High School
Gross Prod
N/A
Min Assets
N/A
Reference Code: 747024Location: Jacksonville, FL, USIT Business Tech Specialist - Demand Management · Oversees high impact/profile and highly complex projects. May work enterprise wide projects. · Develops detailed IT work plans, schedules, project e . . . (click here to learn more)
2/3/2012 Wholesaler Regional Vice President
Manager-Insurance
Abbott Executive Search Illinois-Chicago
Chicago, IL
Earnings Range/Type
Base Salary + Bonus
Min Years Reg
5
Min Education
Bachelors
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 6, Series 7, Series 63
A wonderful opportunity for an experienced life and annuity wholesaler in the Chicago area and four adjacent states
Regional Vice President - Life and Annuity Wholesaler - Chicago, IL - A wonderful opportunity for an experienced life and annuity Wholesaler to promote products in 12 branches in the Chicago area and 4 adjacent states, 1-Kansas City, 2-Minnesota, Mil . . . (click here to learn more)
2/3/2012 Financial Advisor New York Life California-Bay Area
San Ramon, CA
Earnings Range/Type
Depends upon Experience
Min Years Reg
1
Min Education
High School
Gross Prod
N/A
Min Assets
N/A
Experienced Financial Representative Behind all our company's strategies, actions, and goals are financial professionals committed to being the best at what they do. Our sales teams use their people-skills and top-notch training to focus on building . . . (click here to learn more)
2/3/2012 Financial Planner/Broker Trainee
Broker Trainee
MetLife of Southern California California-Southern
Irvine, CA
Earnings Range/Type
N/A
Min Years Reg
0
Min Education
High School
Gross Prod
N/A
Min Assets
N/A
Looking for entry-level Financial Planners in Irvine, Westlake Village, Pasadena, City of Industry and Los Angeles
The Financial Planning Division, an Office of MetLife is a fast growing fee-based financial planning firm in Southern California. We are seeking high caliber individuals that thrive in a dynamic environment and want to build a successful comprehensiv . . . (click here to learn more)
2/2/2012 Financial Advisor
Financial Advisor
Gilford Securities
Long Island
New York-Long Island
Westhampton Beach, NY
Earnings Range/Type
Depends upon Experience
Min Years Reg
2
Min Education
High School
Gross Prod
$200k to $250k
Min Assets
N/A
Required Registrations: Series 7, Series 63
Quality of Life in Westhampton Beach, Be a part of something special
Gilford Securities, Inc. is a full-service boutique investment firm providing a full range of financial services to institutional and retail clients. From corporate finance services and equity research, to retirement planning and wealth management, o . . . (click here to learn more)
2/2/2012 Fixed Income Sales Assistant
Sales Assistant
Wunderlich Securities
Parsippany
New Jersey-Northern
Parsippany, NJ
Earnings Range/Type
Depends upon Experience
Min Years Reg
2
Min Education
Associates
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 7
Full-time Fixed Income Sales Assistant Position Wunderlich Securities, Inc., Parsippany, NJ
Wunderlich Securities is a Memphis-based investment firm and member of FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investor Protection Corporation). Wunderlich is one of the fastest growing regional broker dealers in the coun . . . (click here to learn more)
2/2/2012 Account Manager
Sales Assistant
Wilde Wealth Management Group, Inc.
Scottsdale & Glendale
Arizona-Phoenix
Scottsdale & Glendale, AZ
Earnings Range/Type
$50k-$75k
Min Years Reg
3
Min Education
Bachelors
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 6 or 7, Series 66
Exciting New Opportunity!
Dynamic career opportunity for a mature, financial services professional, caring, and creative Client Service Associate (high-level administrator) to join our rapidly growing, independent Wealth Management/Financial Planning firm in Scottsdale/Glenda . . . (click here to learn more)
2/2/2012 Successful Financial Services Advisor in Orange County
Financial Advisor
Hoplon Financial Group
Orange County
California-San Diego
Irvine, CA
Earnings Range/Type
Depends upon Experience
Min Years Reg
1
Min Education
High School
Gross Prod
$50k to $100k
Min Assets
N/A
Required Registrations: Series 7, Series 63
The Ultimate in Full Service all Under One Umbrella!
The Ultimate in Full Service all Under One Umbrella! Experienced Stock Brokers, Commodities Brokers and Insurance Agents in Southern California! At Hoplon Financial Group, you can specialize in what you do best, plus get the best of the rest! . . . (click here to learn more)
2/2/2012 Financial Advisor
Financial Advisor
PrimeX
NJ
New Jersey-Northern
Other, NJ
Earnings Range/Type
Depends upon Experience
Min Years Reg
0
Min Education
High School
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 7
If you are highly motivated, and motivated to earn your fortune, this opportunity is yours!
Full service financial services firm is hiring licensed brokers for its New Jersey Branch! If you posses the following qualities: - Desire and motivation to be a multimillion dollar producer - Strong work ethic and communication skills - Be Series . . . (click here to learn more)
2/2/2012 Client Services/Registered Operations Associate
Sales Assistant
Annie Mac Financial LLC
Detroit
Michigan-Detroit
Sterling Height, MI
Earnings Range/Type
Base Salary + Bonus
Min Years Reg
0
Min Education
High School
Gross Prod
N/A
Min Assets
N/A
Client Services/Registered Operations Associate This position provides full support to the President of Annie Mac Financial, a financial planning firm, ensuring client satisfaction through direct contact with clients, wholesalers, and internal and ex . . . (click here to learn more)
2/2/2012 Skilled Financial Advisor
Registered Investment Advisor-RIA
Mason Financial Partners New York-New York City
New York City, NY
Earnings Range/Type
Depends upon Experience
Min Years Reg
2
Min Education
Bachelors
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 65
Stop dealing with the status quo and earn the income you deserve. Work smarter not harder.
. . . (click here to learn more)
2/2/2012 Compliance Manager
Manager-Branch/Sales
Financial Network Investment Corporation New Jersey-Northern
Teaneck, NJ
Earnings Range/Type
Depends upon Experience
Min Years Reg
8
Min Education
Bachelors
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 24, Series 7, Series 63, Insurance Life, Accident and Health
Dynamic, expanding securities firm is looking for a resilient self-starter with expierience as a CCO or Branch Manager to oversee their Retail, Annuities, and Managed Accounts Business.
Location: Teaneck, NJ GENERAL SUMMARY The Compliance Manager oversees the Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the Office/Region. The position ensures the In . . . (click here to learn more)
2/2/2012 Financial Advisor
Financial Advisor
MidSouth Capital Inc.
Mid
Georgia-Atlanta
Atlanta, GA
Earnings Range/Type
Depends upon Experience
Min Years Reg
1
Min Education
Associates
Gross Prod
$100k to $150k
Min Assets
N/A
Required Registrations: Series 7
MidSouth Capital Inc. We Offer a Great Model for Success on your Terms
MidSouth Capital, Inc. is a firm founded by brokers for brokers. This is a phrase that is used all over the street, however, in our case it is true. One only needs to review the biographies of our Chairman and our President. As brokers, our Senior Ma . . . (click here to learn more)
2/2/2012 Investment Advisor
Registered Investment Advisor-RIA
The Mutual Fund Store
Jacksonville
Florida-Jacksonville
Jacksonville, FL
Earnings Range/Type
See Job Description
Min Years Reg
5
Min Education
Bachelors
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 65
Join the Fastest Growing Investment Advisory Firm in the Country Our Unique Marketing Strategy Generates Qualified Leads for Our Advisors
The Mutual Fund Store is a fee-based investment advisory firm headquartered in Kansas City with more than $6 billion in assets under management through 68 locations across the United States ranking #1 in total client relationships four years in a row . . . (click here to learn more)
2/2/2012 Allstate Personal Financial Rep. in Louisiana
Sales-Financial Services
Allstate Louisiana
New Orleans, LA
Click here to watch video
Earnings Range/Type
Commission/Fee Based
Min Years Reg
2
Min Education
High School
Gross Prod
N/A
Min Assets
N/A
Allstate Personal Financial Rep. in Louisiana-0009M3 Description Are you an experienced financial service professional looking to spend more time selling and less time prospecting? Become a Personal Financial Representative with Allstate! Who we a . . . (click here to learn more)
2/2/2012 Financial Representative-Lincoln & SE Nebraska
Sales-Financial Services
Thrivent Financial for Lutherans
NE-Lincoln
Nebraska
Lincoln, NE
Click here to watch video
Earnings Range/Type
Depends upon Experience
Min Years Reg
0
Min Education
High School
Gross Prod
N/A
Min Assets
N/A
Job Summary The Thrivent Financial for Lutherans financial representative career is a rewarding sales career that gives back as much as you put into it. You will help people reach their financial goals while having unique opportunities to make a diff . . . (click here to learn more)
2/2/2012 RIA Compliance Officer
Compliance
Williams Financial Group Texas-Dallas/Ft Worth
Dallas, TX
Earnings Range/Type
Depends upon Experience
Min Years Reg
6
Min Education
Associates
Gross Prod
N/A
Min Assets
N/A
Required Registrations: Series 24, Series 7
Objective: This position develops, manages, and directs WFG’s Registered Investment Advisory Program, including compliance with all regulatory requirements and provides compliance and supervisory functions for associated RR/RIA’s registered with WFG Advisors.
Primary Responsibilities: 1. Maintain and monitor policies and procedures for compliance and relevant regulation and industry best practices 2. Maintain WFG’s ADV Part II, schedule F and other disclosure documentation 3. Develop RIA training and educ . . . (click here to learn more)
2/2/2012 Experienced Financial Advisor in Philadelphia area
Financial Advisor
Flagstone Retirement Consultants, LLC Pennsylvania-Philadelphia
Moorestown, NJ
Earnings Range/Type
Depends upon Experience
Min Years Reg
1
Min Education
High School
Gross Prod
$50k to $100k
Min Assets
N/A
Required Registrations: Series 7, Series 63
. . . (click here to learn more)
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