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Financial Services Industry News
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- FINRA Names Berry Head of Arbitration10/31/2014
- SEC Enforcement: Layne Christensen Fined $5M on Bribery Charge10/30/2014
- 82% of RIAs Expect Boost in M&A Deals: TD Ameritrade Survey 10/30/2014
- Pay-to-Play Compliance Reminders for Advisors at Election Time10/30/2014