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Financial Services Industry News
- SEC, FINRA Enforcement: UBS, Merrill Fined for Disclosure Failures12/6/2013
- DOL to Be First Mover on Fiduciary, Industry Watchers Say12/5/2013
- In Broker Bonus Wars, Rumors of Peace Are Premature 12/5/2013
- Ex-LPL, Schwab Recruiter Opens Office to Help Advisors Go Indie12/5/2013
- 10 Best Finance Tweets of the Month: November12/5/2013
