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Financial Services Industry News
- SEC Issues ‘Bad Actor’ Guidance Under Rule 50612/10/2013
- Lessons on Digital Disruption From Down Under12/9/2013
- Morgan, Merrill, UBS Tweak Pay Packages for 201412/9/2013
- How to Stay Current on What You Need to Know as an Advisor12/9/2013
- SEC's Aguilar Laments Slow Adoption of Reg D Protections12/9/2013
